| What? |
When? |
Who and Why? |
| Estimated Capital Gains |
November 30 |
A letter will be mailed to non-retirement fixed income and equity investors with 10/31/07 capital gain estimates |
| Record date |
December 18 |
Record date for distributions |
| Payable date |
December 19 |
Distributions are paid |
| Year-end Statements |
January 8 |
To all shareholders with the Northern Funds Advantage newsletter |
| 1099-DIV |
January 31 |
To shareholders in non-retirement accounts who received taxable distributions in 2007 |
| 1099-Q |
January 31 |
To shareholders in 529s or ESAs who redeemed or exchanged shares in 2007 |
| 1099-B |
January 31 |
To shareholders in non-money market, non-retirement accounts who redeemed or exchanged shares in 2007 (includes Average Cost information if applicable) |
| 1099-R |
January 31 |
To shareholders who received IRA distributions in 2007 |
| 1099-INT |
January 31 |
To shareholders in non-retirement accounts who received tax-exempt distributions in 2007 |
| Corporate DRD Letter |
January 30 |
To corporate investors for the dividends received deduction |
| Average Cost Statement |
January 31 |
To all shareholders (excluding Money Market Funds and retirement accounts) who redeemed shares in 2007 with their 1099-B |
Average Cost Statement
(Wash Sales) |
February 15 |
To shareholders who have wash sales that affected their Average Cost Statement |
| 1042-S |
March 17 |
To shareholders with foreign tax withholding |
| 5498-ESA |
April 30 |
To Education Savings Account shareholders who made contributions for 2007 |
| 5498 |
June 2 |
To IRA shareholders who made contributions for 2007, including rollover contributions |
